David James Brock

Current Employers

The Brock Group, Llc

110 W Liberty St., Plymouth, MI 48170 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-02-27
TX	RA	APPROVED_RES	2025-02-27

MI RA
APPROVED

Since 2026-02-27
TX RA
APPROVED_RES

Since 2025-02-27

Branch Locations

110 W Liberty St., Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
David J Brock	Plymouth	MI	06/2006	Present
The Brock Group,Llc	Plymouth	MI	03/2007	Present

06/2006 → Present

David J Brock

Plymouth, MI
03/2007 → Present

The Brock Group,Llc

Plymouth, MI

Other Businesses

AGENT INDEPENDENT INSURANCE AGENT PLYMOUTH, MI START DATE 1/1/03 DEVOTES 5% OF TIME HOURS PER MONTH/100+ EVER SINCE I ENTERED THE BUSINESS I HAVE SOLD FIXED PRODUCTS (INSURANCE & ANNUITIES) FROM VARIOUS INSURANCE COMANIES. I CONTINUE TO SELL FIXED PRODUCTS WITH VARIOUS INSURANCE COMPANIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-14
S66	Uniform Combined State Law Examination	2002-02-02

S65 Uniform Investment Adviser Law Examination

2010-08-14
S66 Uniform Combined State Law Examination

2002-02-02

View on SEC IAPD

Current Employers

The Brock Group, Llc

Disclosures

Employment History

Other Businesses

Exams

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