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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-06 |
| TX | RA | APPROVED | 2011-02-01 |
| HI | RA | APPROVED | 2008-10-24 |
Branch Locations
1221 Kapiolani Blvd., #910, Honolulu, HI 96814 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Henderson | NV | 10/2000 | Present |
(1) 10/16/2006 - SELLING TRADITIONAL LIFE INSURANCE PRODUCTS - NON-VARIABLE INSURANCE - HONOLULU, HI - 50% TIME SPENT. (2) 12/11/08 - I TEACH THE EMERALD PUBLICATIONS COMPLETE FINANCIAL MANAGEMENT WORKSHOP USING THE PREAPPROVED OVERHEADS AND SCRIPT AT 3 OF THE COMM COLLEGE & UH MANOA. IT'S A NONCREDIT COURSE, I REC NO COMP, THE SCHOOLS CHARGE TUITION BUT I REC NOTHING. - 10% OF TIME. (3) 6/12/2012 - NON-VARIABLE INSURANCE DBA - DCL WEALTH MANAGEMENT - PROVIDING INVESTMENT ADVICE THROUGH COMMISSION AND FEES AS AN IAR THROUGH LPL'S RIA ALONG WITH LIFE, DISABILITY AND LONG-TERM CARE INSURANCE. - TIME SPENT 25% - HONOLULU, HI
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
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