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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-03-26
FL RA APPROVED 2001-02-08
  • TX RA
    APPROVED_RES
    Since 2002-03-26
  • FL RA
    APPROVED
    Since 2001-02-08

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 12/2000 Present
Bank Of America, N.A. Fort Myers FL 12/2009 Present
Other Businesses

I*44724 NON-PROFIT NAME : UNITED WAY OF LEE COUNTYINVESTMENT RELATED: NADDRESS OF BUSINESS:FORT MYERS, FLORIDA 33908NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION: DIRECTOR, START DATE OF RELATIONSHIP: 6/17/2011NUMBER OF HOURS DEVOTED: 40 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 15 DUTIES: NEW BOARD MEMBER I*118751 Non-Profit Name: Children's Advocacy Center Investment related: No Address of business: Fort Myers, Florida 33901Nature of business: Charitable Organization, Position: Advisory Board Member, Start date of relationship: 11/13/2018Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: General Board Member I* 1691277Entity For Profit Name: Clinger LLCInvestment related: noAddress of business: Fort Myers, FL, 33919Nature of business: Limited Liability Company Position: General Partner/Managing MemberStart date of relationship: 01/08/2024Number of hours devoted: 5 yearlyNumber of hours devoted during trading hours: 0Duties: LLC Created to purchase a ownership interest in LLC (Disclosed in AIM), Two individual in this LLC, myself and my father - also a client I*2033290, Entity Type Fiduciary , Name of OBA: ARC Jr Trust FBO JC Address: Fort Myers, Florida, 33919 Investment Related: Yes Position: Trustee Employee Start Date: Oct-07- 2024 No Hours: 2 weekly No Hours during trading: 2 weekly Duties: I*2034287, Entity Type Fiduciary, Name of OBA: ARC Jr PBO AC Address: Fort Myers, Florida, 33919 Investment Related: Yes Position: Trustee Employee Start Date: Oct-07-2024 No Hours: 2 weekly No Hours during trading: 2 weekly Duties: I*4322769, Entity Type Fiduciary, Name of OBA: ARC Jr Trust Address: Fort Myers, Florida, 33919 Investment Related: Yes Position: Trustee Employee Start Date: Oct-04-2024 No Hours: 2 weekly No Hours during trading: 2 weekly Duties: I*: I*372142, Entity Type: Entity Charitable, Name of OBA: Children's Advocacy Center, Address: Fort Myers, Florida, 33901, Investment Related: N, Position: Officer, Employee State Date: 07/01/2025, No Hours: 5 Monthly, No Hours during Trading: 2 Monthly, Duties: Asking to be President of the Board - vote June 2025 I*2568258, Entity Type: Entity Charitable, Name of OBA: H C Food Bank , Address: Fort Myers, Florida, 33901, Investment Related: N, Position, Title, Association: ["Committee","Board Member","Director"], Employee Start Date: 07/15/2026, No Hours: 8 Monthly, No Hours during Trading: 3 Monthly, Duties: Board Member - Executive Board Member - Finance Committee Member, To lead our community in the fight to end hunger I*2629281, Entity Type: , Name of OBA: J D C ADMIN EST OF A R C JR , Address: Fort Myers, Florida, 33919, Investment Related: N, Position: Administrator, Employee State Date: 07/17/2025, No Hours: 5 Monthly, No Hours during Trading: 5 Monthly, Duties: I*2794279, Entity Type: , Name of OBA: A R C SR TTEE U/A DTD 06/05/2000 BY A R CL, Address: Fort Myers, Florida, 33908, Investment Related: N, Position: Power of Attorney, Employee State Date: 03/13/2017, No Hours: 5 Monthly, No Hours during Trading: 3 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2001-02-23

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