Keith Ryan Fisher

Current Employers

Employment History

• 05/2004 → Present
  Penn Mutual
  Horsham, PA
• 07/2013 → Present
  M Holdings Securiites, Inc.
  Portland, OR
• 07/2013 → Present
  Financial Designs Ltd.
  Denver, CO

Previous Registrations

• 2004-05-12 → 2013-08-15
  Hornor, Townsend & Kent, Llc
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
• 2001-10-05 → 2004-05-06
  New England Securities
  Denver, CO

Other Businesses

1) Penn Mutual; 600 Dresher Road, Horsham, PA 19044; 04/2004; Agent; Life insurance sales & service; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 2) Wealth Strategies Group; 6455 S. Yosemite St., Suite 425, Greenwood Village, CO 80111; 10/2004; Insurance Broker; Trailing compensation from previous insurance sales, no new business; Not Investment Related; 0 hours/month; 0 hours/month during business hours; Commissions. 3) Rental Properties (various); Not Investment Related; Owner; Duties associated with ownership of a rental property; 12/01/2010; 1 hour per month; 1 hour per month during trading hours. 4) Denver Philharmonic Orchestra Foundation; 1660 North Sherman Street, Denver, CO 80203; 10/2012; Board Member; Authorized to request investment information, no control of accounts; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No compensation. 5) Financial Designs Ltd.; 7979 East Tufts Avenue, Suite 1550, Denver, CO 80237; 01/2013; Principal; Sale and servicing of life insurance policies; Investment related; 200 hours/month, 200 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Commissions, Wages/Salary/Tips. 6) Special Needs Trust; Investment Related; Trustee; Distributions to the beneficiary per the trust guidelines; 06/26/2023; 1 hour per month; 1 hour per month during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-06-23
• S65 Uniform Investment Adviser Law Examination
  2001-06-27