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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
CO RA APPROVED 2022-04-12
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • CO RA
    APPROVED
    Since 2022-04-12

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Denver CO 04/2010 11/2021
Rbc Capital Markets, Llc Greenwood Village CO 04/2022 Present
Uber Inc San Francisco CA 04/2019 Present
Previous Registrations
Other Businesses

UBER; 4665 A Paris St, Denver, CO 80239; Uber develops, markets, and operates a ride-sharing mobile application that allows consumers to submit a trip request; Driver on weekends; 4/9/2019 // BUMPER CREATIONS; 9340 W 90th Dr, Westminster, CO 80021; Alterations and custom sewing, Crafting and sales of crafts; Proprietor/owner; I alter clothing and sew custom items on request. I also create etched glass and embellished wood products. They are sold word of mouth or via craft sale; 03/01/17; Business hours per month: 5; // State of Colorado; Notary Public; Notary; 4/20/2010; Business hours per month: Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-06
  • S66 Uniform Combined State Law Examination
    2001-04-06
Other Names
  • Rachael Sue Smith
  • Rachael Sue Hasler
  • Rachael Hasler

View on SEC IAPD

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