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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-13 |
| CO | RA | APPROVED | 2018-04-16 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Centennial, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Billings | MT | 10/2007 | 04/2018 |
| Td Ameritrade, Inc. | Littleton | CO | 02/2018 | 04/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 04/2018 |
| Rbc Capital Markets, Llc. | Greenwood Village | CO | 04/2018 | Present |
| City National Bank | Greenwood Village | CO | 05/2020 | Present |
1) Name: Rental Home in Aurora Colorado Address: 5631 S Sicily Cir Aurora CO 80015 Business Description: Rental Home Business is not investment related Projected Start Date: 08/01/20 Capacity: Owner - Active Duties Performed: Rental Home Owner Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 2) Name: Food Bank of the Rockies Address: 10700 E. 45th Avenue Denver, CO 80239 Business Description: Food Bank of the Rockies - Development Committee Business is not investment related Projected Start Date: 01/01/21 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Development Committee: The committee stewards and thanks existing Food Bank of the Rockies individual and corporate donors with whom they have personal relationships and makes introductions to new potential corporate and individual donors. The committee strategizes how to most effectively engage the overall board to meet its fundraising goals. Meets monthly. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
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