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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-11 |
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
1580 Kapiolani Boulevard, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 11/2011 | Present |
| Bancwest Investment Services | Honolulu | HI | 12/2011 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services,Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
(1)Name of Business: First Hawaiian Advisors DBA Address: 1580 Kapiolani Blvd., Honolulu, HI, 96814, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor in a bank program. this is the DBA name (2)Name of Business: First Hawaiian Bank (FHB) Address: 1580 Kapiolani Blvd., Honolulu, HI, 96814, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 05/30/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Associated person will make insurance and annuity products available through FHB to NRAs from countries on the RJ cross border restricted list. For annuities, role will be primarily to assist in surrendering contracts when they come due.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-26 |
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