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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-09-16
  • TX RA
    APPROVED
    Since 2011-09-16

Branch Locations

2202 Fm 2920 Rd, Spring, TX 77388 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1442 Spring Cypress Rd, Spring, TX 77373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Houston TX 09/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2010-10-15 → 2011-09-16
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-04-01 → 2010-10-15
    St Johns Wealth Management
    The Woodlands, TX
    Houston, TX
  • 2009-01-13 → 2010-03-10
    Bbva Compass Investment Solutions, Inc
    Houston, TX
    The Woodlands, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Pasadena, TX
    Houston, TX
    Port Arthur, TX
    The Woodlands, TX
    South Houston, TX
    Houston, TX
  • 2008-03-19 → 2009-01-14
    Lincoln Financial Distributors, Inc.
    Spring, TX
    Blacklick, OH
    Radnor, PA
  • 2003-08-15 → 2006-10-26
    Bbva Compass Investment Solutions, Inc
    Humble, TX
    Kingwood, TX
    Kingwood, TX
    Kingwood, TX
  • 2003-06-17 → 2003-08-20
    Chase Investment Services Corp.
    Dallas, TX
  • 2000-12-18 → 2003-01-10
    The Woodlands , TX
Other Businesses

BRAVODOG, LLC; NOT INV. RELATED; SPRING,TX; 100% OWNERSHIP; START DATE 11/13/2021; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; LEADING CLIENTS ON WATERFOWL HUNTING EXCURSIONS. NORTHGATE MEN'S GOLF ASSOCIATION, INVT RELATED, HOUSTON, TX, TREASURER, START DATE 1/1/2025, 5 HRS PER MONTH, 2 HRS DURING TRADING, ATTENDING MONTHLY BOARD MEETINGS, RECONCILE ACCOUNTS, PREPARE FINANCIAL REPORTS FOR THE BOARD, FORECAST INCOME AND EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-15
  • S66 Uniform Combined State Law Examination
    2000-12-15
Other Names
  • Jon Aulbert
  • Jonathan James Aulbert

View on SEC IAPD

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