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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-02 |
| IA | RA | APPROVED | 2025-04-01 |
| KY | RA | APPROVED | 2025-04-01 |
| PA | RA | APPROVED | 2025-04-01 |
| CO | RA | APPROVED | 2024-12-04 |
| GA | RA | APPROVED | 2024-06-06 |
| NJ | RA | APPROVED | 2023-09-18 |
| AL | RA | APPROVED | 2023-04-11 |
Branch Locations
122 Southside Square Suite A, Huntsville, AL 35801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Nylife Securities | Huntsville | AL | 11/2000 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 03/2023 |
| Northwestern Mutual Investment Services Llc | Huntsville | AL | 03/2021 | 03/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2021 | 03/2023 |
| Park Avenue Securities | Birmingham | AL | 03/2023 | 04/2023 |
| Guardian Life Insurance Company | Birmingham | AL | 03/2023 | 04/2023 |
| Guardian Life Insurance Company | Huntsville | AL | 04/2023 | Present |
| Park Avenue Securities | Huntsville | AL | 04/2023 | Present |
1) Madison Academy Board of Directors, Start date: 06/21/2022, Address: 325 Slaughter Road, Madison, AL 35768, 3 total hours per month; 2 during securities trading hours, Not Investment related, 0% annual compensation, 2) Insurance Brokering, Start date: 04/05/2023, Address: 2828 Old 280 Court, Suite 132, Vestavia Hills, AL 35243, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Mayfair Church of Christ-Deacon, Start date: 12/01/2023, Address: 1095 Carl T Jones Dr SE, Huntsville, AL 35802, 6 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation, 4) L2 Mindset Group, Start date: 09/01/2024, Address: 122 Southside Square, Huntsville, AL 35801, 4 total hours per month; 4 during securities trading hours, Not Investment related, No Annual Compensation, 5) Youth Soccer Director, Start date: 8/09/2025, Address: 325 Slaughter Road, Madison, AL 35758, 10 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-18 |
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