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1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-01 |
Branch Locations
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
7191 Wagner Way Suite 301, Gig Harbor, WA 98335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooks, Hughes & Jones, Inc. | Tacoma | WA | 10/2009 | 08/2023 |
| Mission Wealth Management, Lp | Santa Barbara | CA | 08/2023 | Present |
1. PROFESSIONAL BASEBALL CLUB - OFFICIAL SCORER, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 60 HOURS PER YEAR. 2. NON-PROFIT FOUNDATION CONSULTANT, NOT AT BRANCH LOCATION, INVESTMENT RELATED. INVESTMENT COMMITTEE. 2 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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