Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2015-10-01 |
Branch Locations
6200 Poplar Avenue, Memphis, TN 38119 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St.CLoud | MN | 10/2015 | Present |
| Regions Bank | Memphis | TN | 07/2015 | Present |
1.)Wealth Advisor/Private banker at Regions Bank assisting clients with non-investment banking products. 2.)Duplex Rental Properties. 1 hr wk/$14k annually. Does not involve clients. 3.)The Orpheum Theatre. 1hr wk/0 comp. Assists with fund raising. 4.)BOARD MEMBER OF NEW BALLET ENSEMBLE, NON-PROFIT, ATTEND BOARD MEETINGS AND ASSIST WITH FUND RAISING, 1 HR PER WEEK, NO COMPENSATION, NO SECURITIES CLIENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-19 |
Reach out to this advisor