Lori Ann Shinnick

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-21
TX	RA	APPROVED	2016-01-20

MN RA
APPROVED

Since 2023-06-21
TX RA
APPROVED

Since 2016-01-20

Branch Locations

Savage, MN • United States

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Austin	TX	11/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2016	Present

11/2015 → Present

Morgan Stanley Smith Barney Llc

Austin, TX
01/2016 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-20

S66 Uniform Combined State Law Examination

2016-01-20

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

WELLS FARGO CLEARING SERVICES, LLC

U.S. BANCORP ADVISORS, LLC

Other Investors

CHRISTOPHER MILTON DOCK

Gena Lauren Wey

ERIK RYAN PLAISTED

SHANE THOMAS SWANKE

Nicholas Starosta

Other Offices

LPL FINANCIAL LLC · SAVAGE, MN

EDWARD JONES · SAVAGE, MN

OSAIC WEALTH, INC. · SAVAGE, MN

LPL FINANCIAL LLC · PRIOR LAKE, MN

J.P. MORGAN SECURITIES LLC · Savage, MN

AMERIPRISE FINANCIAL SERVICES, LLC · SAVAGE, MN

EDWARD JONES · SAVAGE, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Savage, MN

More in Savage, MN

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