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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-12-10 |
| TX | RA | APPROVED | 2020-12-10 |
Branch Locations
6885 Boudin St Ne Ste 100, Prior Lake, MN 55372 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swanke Finanical Group | Prior Lake | MN | 03/2010 | Present |
| Voya Financial Advisors | Prior Lake | MN | 09/2014 | 12/2020 |
| Lpl Financial Llc | Prior Lake | MN | 12/2020 | Present |
1)12/09/2020 - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/01/2001 - 160 Hr/Mth 2)12/09/2020 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/2001 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-15 |
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