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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-17
  • MN RA
    APPROVED
    Since 2023-10-17

Branch Locations

6885 Boudin St Ne Ste 100, Prior Lake, MN 55372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 10/2013 04/2018
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 12/2018
Private Client Services Louisville KY 04/2018 12/2018
Unemployed Burnsville MN 01/2019 05/2020
Voya Financial Advisors, Inc. Prior Lake MN 05/2020 10/2020
Wells Fargo Minneapolis MN 05/2021 09/2021
Menards Apple Valley MN 04/2022 05/2023
Unemployed Rosemount MN 10/2021 03/2022
Unemployed Rosemont MN 11/2020 04/2021
Lpl Financial, Llc Prior Lake MN 06/2023 Present
  • 10/2013 → 04/2018
    Cambridge Investment Research Inc
    Fairfield, IA
  • 07/2017 → 12/2018
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2018
    Private Client Services
    Louisville, KY
  • 01/2019 → 05/2020
    Unemployed
    Burnsville, MN
  • 05/2020 → 10/2020
    Prior Lake, MN
  • 05/2021 → 09/2021
    Wells Fargo
    Minneapolis, MN
  • 04/2022 → 05/2023
    Menards
    Apple Valley, MN
  • 10/2021 → 03/2022
    Unemployed
    Rosemount, MN
  • 11/2020 → 04/2021
    Unemployed
    Rosemont, MN
  • 06/2023 → Present
    Prior Lake, MN
Previous Registrations
Other Businesses

1- 06/2023 / Swanke Financial Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
  • S66 Uniform Combined State Law Examination
    2023-10-16
Other Names
  • Steven T Lyden
  • Steven Thomas Lyden

View on SEC IAPD

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