Steven T Lyden

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 04/2018
  Cambridge Investment Research Inc
  Fairfield, IA
• 07/2017 → 12/2018
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2018
  Private Client Services
  Louisville, KY
• 01/2019 → 05/2020
  Unemployed
  Burnsville, MN
• 05/2020 → 10/2020
  Voya Financial Advisors, Inc.
  Prior Lake, MN
• 05/2021 → 09/2021
  Wells Fargo
  Minneapolis, MN
• 04/2022 → 05/2023
  Menards
  Apple Valley, MN
• 10/2021 → 03/2022
  Unemployed
  Rosemount, MN
• 11/2020 → 04/2021
  Unemployed
  Rosemont, MN
• 06/2023 → Present
  Lpl Financial, Llc
  Prior Lake, MN

Previous Registrations

• 2019-06-24 → 2019-10-23
  Voya Financial Advisors, Inc.
  Lakeville, MN
  St Paul, MN
• 2017-07-27 → 2019-01-02
  Prime Capital Financial
  Wayzata, MN
  Overland Park, KS
• 2014-01-02 → 2017-10-16
  Lawing Financial Inc
  Wayzata, MN
  Overland Park, KS

Other Businesses

1- 06/2023 / Swanke Financial Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2023-10-16

Other Names

• Steven T Lyden
• Steven Thomas Lyden