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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-17 |
Branch Locations
6885 Boudin St Ne Ste 100, Prior Lake, MN 55372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 10/2013 | 04/2018 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 12/2018 |
| Private Client Services | Louisville | KY | 04/2018 | 12/2018 |
| Unemployed | Burnsville | MN | 01/2019 | 05/2020 |
| Voya Financial Advisors, Inc. | Prior Lake | MN | 05/2020 | 10/2020 |
| Wells Fargo | Minneapolis | MN | 05/2021 | 09/2021 |
| Menards | Apple Valley | MN | 04/2022 | 05/2023 |
| Unemployed | Rosemount | MN | 10/2021 | 03/2022 |
| Unemployed | Rosemont | MN | 11/2020 | 04/2021 |
| Lpl Financial, Llc | Prior Lake | MN | 06/2023 | Present |
1- 06/2023 / Swanke Financial Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-16 |
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