Erik Ryan Plaisted

Current Employers

Employment History

• 01/2003 → Present
  Sterling State Bank
  Savage, MN
• 07/2007 → 01/2024
  Woodbury Financial Services, Inc.
  Woodbury, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Savage, MN

Previous Registrations

• 2014-01-28 → 2024-01-19
  Woodbury Financial Services, Inc.
  Rochester, MN
  Savage, MN
  Oakdale, MN
  Savage, MN
  Austin, MN

Other Businesses

1. STERLING STATE BANK POSITION: Branch President NATURE: I have already disclosed this before on my U-4. I am also a Branch President for Sterling State Bank. I underwrite loans, open deposit accounts, manage 4 employees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/03/2003 ADDRESS: 14185 Highway 13 S, Savage MN 55378, United States DESCRIPTION: Underwrite loans, open new accounts, manage employees at a local branch of Sterling State Bank that has their headquarters in Rochester, MN. I am not an owner or on the Board of Directors for Sterling State Bank. 2. STERLINGINVEST POSITION: Investment Advisor Representative NATURE: This is the DBA for the securities practice that is offered through Sterling State Bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 07/24/2007 ADDRESS: 14185 Highway 13 S, Savage MN 55372, United States DESCRIPTION: DBA 3. ERIK PLAISTED POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/30/1999 ADDRESS: 14185 Highway 13 S, Savage MN 55372, United States DESCRIPTION: Insurance agent for annuities (fixed, fixed index, and variable) and life.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-18
• S63 Uniform Securities Agent State Law Examination
  1998-08-24