Christopher Milton Dock

Current Employers

Employment History

• 07/2010 → Present
  Solucient Consulting Llc
  Minnetonka, MN
• 07/2012 → 09/2016
  Woodbury Financial Services, Inc.
  Prior Lake, MN
• 09/2016 → 08/2023
  Kestra Investment Services, Llc
  Chandler, AZ
• 09/2016 → 08/2023
  Kestra Advisory Services, Llc
  Chandler, AZ
• 08/2023 → Present
  Lpl Financial Llc
  Savage, MN

Previous Registrations

• 2016-09-06 → 2023-08-14
  Kestra Advisory Services, Llc
  Minnetonka, MN
  Austin, TX
• 2014-01-15 → 2016-09-09
  Woodbury Financial Services, Inc.
  Savage, MN
• 2016-07-20 → 2016-07-21
  Kestra Advisory Services, Llc
  Minnetonka, MN
  Austin, TX

Other Businesses

1) 08/04/2023 - WATERMARK WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/04/2023 - Real Estate Rental - Owner - MN 55345 - Investment related - Start date: 12/1/2009. 3) 08/04/2023 - Solucient Consulting, LLC - BUSINESS OWNER - MN 55345 - Non investment related - 20 Hours per month - Start date: 02/01/1999. 4) 08/04/2023 - Manitou Advisors, LLC - Business Entity For Tax/Investment Purposes Only - MN 55378 - Non investment related - 2% time spent - Start date: 8/1/2011. 5) 07/18/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/10/2024 - 5 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-05-25
• S63 Uniform Securities Agent State Law Examination
  2012-11-25