Matthew George Rowe

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 02/2020
  Morgan Stanley Smith Barney
  Santa Barbara, CA
• 01/2015 → 02/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2020 → Present
  Raymond James & Associates, Inc
  Santa Barbara, CA

Previous Registrations

• 2011-03-25 → 2020-02-20
  Morgan Stanley
  Santa Barbara, CA
  Santa Barbara, CA
• 2010-04-21 → 2011-04-26
  Kentor Financial
  Santa Barbara, CA
• 2007-05-02 → 2009-12-11
  J.P. Morgan Securities Llc
  New York, NY
  Los Angeles, CA
  New York, NY

Other Businesses

(1)Name of Business: Jocelyne Tufts; Rowe Family Address: Activity Type: Loans - Personal to and from individuals Position/Title: Borrower Investment Related: No Start Date: 06/05/2020 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Loan from my Mother-In-Law to my wife and me.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-31
• S63 Uniform Securities Agent State Law Examination
  2001-04-27