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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-09
GA RA APPROVED 2004-10-13
LA RA APPROVED 2003-01-31
  • TX RA
    APPROVED_RES
    Since 2009-01-09
  • GA RA
    APPROVED
    Since 2004-10-13
  • LA RA
    APPROVED
    Since 2003-01-31

Branch Locations

900 S College Rd, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Lafayette LA 05/2000 Present
Bank Of America,Na Lafayette LA 11/2009 Present
  • 05/2000 → Present
    Merrill Lynch
    Lafayette, LA
  • 11/2009 → Present
    Bank Of America,Na
    Lafayette, LA
Other Businesses

I*45950FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COX CONSULTING LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:LAFAYETTE, LOUISIANA 70506NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2009NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRIVATE INVESTMENTS I*114652For profit or not for profit: Non-Profit OrganizationName of outside business organization: Cathedral Carmel Athletic Booster ClubAddress of business:Lafayette, Louisiana 70501Nature of business: Charitable Organization,Position, title, association: Officer, Start date of relationship: 8/1/2018Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: President of club in charge of keeping true to our purpose of helping the athletic department at CCS to be the best it can. I*: 2063268Entity Type: Entity CharitableName of OBA: St. Thomas More High School LacrosseAddress: Lafayette, LAInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/01/2024Number of Hours: 20 hrs annuallyNumber of Hours during trading: 0Duties: I will be Board President for the lacrosse team. My job is to support the high school lacrosse team by making sure it is run properly and we have a functioning board to make decision for the organization. I*3020277, Entity Type: Entity Charitable, Name of OBA: Acadiana Lacrosse Youth Assocation, Address: Lafayette, Louisiana, 70503, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 11/01/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Vice President - Help guide the organization to accomplish its goals. Non-profit organization to promote and grow lacrosse in South Louisiana

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2001-10-31

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