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Ute Lehmann

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-04
  • CO RA
    APPROVED
    Since 2023-05-04

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 06/2016 04/2023
Ubs Financial Services Inc. Denver CO 05/2023 Present
Previous Registrations
  • 2016-07-05 → 2023-05-23
    Morgan Stanley
    Greenwood Village, CO
  • 2004-09-03 → 2016-05-31
    Ubs Financial Services Inc.
    Atlanta, GA
    Atlanta, GA
    Miami, FL
    Miami, FL
  • 2004-01-05 → 2004-09-16
    A. G. Edwards & Sons, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-02
  • S66 Uniform Combined State Law Examination
    2004-01-02
Other Names
  • Ute Alcock

View on SEC IAPD

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EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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