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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| MD | RA | APPROVED | 2020-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cole Capital Corporation | Phoenix | AZ | 06/2014 | 12/2018 |
| Equity Fund Advisors | Phoenix | AZ | 06/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) RYAN AND ASSOCIATES, 106 OLD PADONIA RD, SUITE 3, HUNT VALLEY, MD, CONTRACT ACCOUNTING CONSULTANT, CPA/Enrolled Agent/Tax Preparer/Accounting Services,01/02/20 NIR, 360/YR, 4/TRADING HR 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/02/20. 3) MSWA- 130 N BOND ST, #203. BELAIR, MD- VOLUNTEER YOUTH HS WRESTLING ASSOC- NON-PROFIT- NIR- 20/WK- 0/TRADING 4) SELF EMPLOYED- 106 OLD PADONIA RD, FOREST HILL, MD, OWNER- INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.SOLE PROP- INV REL- 10/MO- 10/TRADING 5) DAN MILLER, CPA, 4042 HUNT CREST RD, JARRETTSVILLE, MD, 02/16/21, CPA/Enrolled Agent/Tax Preparer/Accounting Services, 15 HR/WK- 15/TRADING HR. 6) ATHLON ADVISORS, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 01/01/2025, Occasional non-pay tax preparation, Tax Services, NIR, 5 HR/MO, 5 HR/MO TRADING. 7) LICENSED INSURANCE AGENT, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 11/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 3 HR/MO, 3 HR/MO TRADING. 8) MCINTYRE FINANCIAL PLANNING, INC, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 02/2026, President, DBA Name, INV REL, 140 HR/MO, 140 HR/MO TRADING 9) GARDNER/MCINTYRE FINANCIAL PLANNING, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 04/2026, Owner, DBA Name, INV REL, 40 HR/MO, 160 HR/MO TRADING 10) GARDNER FINANCIAL PLANNING, 1317 S. Main Rd., Suite 1b, Vineland NJ 08360, 04/2026, Owner (Purchased from Tim Gardner), DBA Name, INV REL, 40 HR/MO, 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-05 |
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