Best Investors Account Sign in

James Jones

Ubs Financial Services Inc.

Midland, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-04-16
  • TX RA
    APPROVED
    Since 2004-04-16

Branch Locations

1700 West Wall St Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1700 West Wall, Suite 220 Midland TX 05/2013 Present
  • 05/2013 → Present
    1700 West Wall, Suite 220
    Midland, TX
Previous Registrations
  • 2002-07-11 → 2004-04-19
    Investment Centers Of America, Inc.
    San Angelo, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-25
S63 Uniform Securities Agent State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2002-06-25
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
Other Names
  • Alan Jones
  • James Alan Jones

View on SEC IAPD

Other Firms

CARGILE INVESTMENT MANAGEMENT
TRINCHERA INVESTMENTS, LLC
ASHTON THOMAS PRIVATE WEALTH
EAGLE STRATEGIES LLC
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEYOND BALANCED FINANCIAL PLANNING, LLC

Other Investors

CHARLES ROSS GAINES
MICKEY RAY CARGILE
KEITH WAYNE PARKER
CHRISTOPHER LOUIS TEREBESSY
Braden Seth Schaffner
JESUS HIROHITO YAMAGUCHI ESQUIVEL
MARCEL CAMPOS
STEFAN PEREIRA FARIA

Other Offices

CARGILE INVESTMENT MANAGEMENT · MIDLAND, TX
TRINCHERA INVESTMENTS, LLC · MIDLAND, TX
ASHTON THOMAS PRIVATE WEALTH · MIDLAND, TX
EAGLE STRATEGIES LLC · MIDLAND, TX
J.P. MORGAN SECURITIES LLC · MIDLAND, TX
WELLS FARGO CLEARING SERVICES, LLC · MIDLAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDLAND, TX
BEYOND BALANCED FINANCIAL PLANNING, LLC · MIDLAND, TX

More in Midland, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor