Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-23
MD RA APPROVED 2015-07-02
  • TX RA
    APPROVED_RES
    Since 2016-09-23
  • MD RA
    APPROVED
    Since 2015-07-02

Branch Locations

230 Schilling Cir Ste 300, Hunt Valley, MD 21031 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 07/2015 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
Previous Registrations
Other Businesses

WALSH AGENCY; INV RELATED; ELLICOTT CITY, MD; FAMILY OWNED SMALL INTERNET BASED TRAINING COMPANY; 100% OWNERSHIP; START 7/30/2012; 2 HOURS PER MONTH, 0 DURING TRADING; MANAGES BILLS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-27
  • S66 Uniform Combined State Law Examination
    2006-06-27
Other Names
  • Kathleen Marie Walsh
  • Kathleen Marie Counts

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor