Kathleen Walsh Counts

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors Llc
  Baltimore, MD
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Baltimore, MD

Previous Registrations

• 2009-06-01 → 2015-07-23
  Morgan Stanley
  Washington, DC
  Columbia, MD
• 2006-07-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Washington, DC

Other Businesses

WALSH AGENCY; INV RELATED; ELLICOTT CITY, MD; FAMILY OWNED SMALL INTERNET BASED TRAINING COMPANY; 100% OWNERSHIP; START 7/30/2012; 2 HOURS PER MONTH, 0 DURING TRADING; MANAGES BILLS.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-27

Other Names

• Kathleen Marie Walsh
• Kathleen Marie Counts