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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-01-25 |
| TN | RA | APPROVED | 2020-11-10 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
99 East Main Street Suite 200, Franklin, TN 37064 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2015 | 09/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2015 | 09/2018 |
| Valic Financial Advisors, Inc. | Brentwood | TN | 09/2018 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | 12/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 12/2019 |
| Vanderbilt Securities, Llc | Woodbury | NY | 12/2019 | 10/2020 |
| Vanderbilt Advisory Services | Woodbury | NY | 12/2019 | 10/2020 |
| Kovack Securities, Llc | Fort Lauderdale | FL | 11/2020 | Present |
| Kovack Advisors, Llc | Fort Lauderdale | FL | 11/2020 | Present |
1) DIPAOLO WEALTH MANAGEMENT LLC- 99 EAST MAIN STREET, SUITE 200, FRANKLIN, TN 37064; 2/2015 AS A PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV. REL - 60/WK - 28/TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-05-01 |
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