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Stephen Lloyd Nickel

Cullen Investment Group

Lafayette, LA

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Current Employers
Cullen Investment Group

1404 S. College Rd., Lafayette, LA 70503 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2003-09-30
  • LA RA
    APPROVED
    Since 2003-09-30

Branch Locations

1404 S. College Rd., Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephen L. Nickel, Aplc Crowley LA 12/2000 Present
Cullen Investment Group, Ltd. Lafayette LA 09/2003 Present
  • 12/2000 → Present
    Stephen L. Nickel, Aplc
    Crowley, LA
  • 09/2003 → Present
    Cullen Investment Group, Ltd.
    Lafayette, LA
Previous Registrations
  • 2003-05-07 → 2003-09-25
    American General Securities Incorporated
    Crowley, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-07
S63 Uniform Securities Agent State Law Examination 2002-03-21
  • S65 Uniform Investment Adviser Law Examination
    2002-05-07
  • S63 Uniform Securities Agent State Law Examination
    2002-03-21
Designations

View on SEC IAPD

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