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Michelle A Soderholm

Morgan Stanley

Oklahoma City, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-20
TX RA APPROVED_RES 2023-06-17
  • OK RA
    APPROVED
    Since 2023-06-20
  • TX RA
    APPROVED_RES
    Since 2023-06-17

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 07/2000 11/2017
Bank Of America, N.A. Oklahoma City OK 07/2015 11/2017
Ubs Financial Services Inc. Oklahoma City OK 11/2017 06/2023
Morgan Stanley Smith Barney Llc Oklahoma City OK 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-25
  • S66 Uniform Combined State Law Examination
    2002-07-25
Other Names
  • Michelle Ann Barnett
  • Michelle A Soderholm
  • Michelle A Mcaffrey
  • Michelle Ann Mcaffrey
  • Michelle Soderholm

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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