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Carol Vivian Constable

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-18
OH RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-04-18
  • OH RA
    APPROVED
    Since 2008-01-01

Branch Locations

8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 Present
Previous Registrations
  • 2005-07-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Blue Ash, OH
    Blue Ash, OH
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-29
  • S63 Uniform Securities Agent State Law Examination
    2010-07-29
Other Names
  • Carol Vivian Long
  • Carol Vivian Colston
  • Carol V. Long-Constable

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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