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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-07 |
| TX | RA | APPROVED_RES | 2023-10-31 |
Branch Locations
4910 Corporate Centre Drive Suite 101, Lawrence, KS 66047 • United States
7381 W 133Rd St Ste 200, Overland Park, KS 66213 • United States
Lawrence, KS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dm Bruce Associates | Lawrence | KS | 01/1998 | Present |
| National Planning Corporation | Santa Monica | CA | 06/2006 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Lpl Financial | Lawrence | KS | 10/2023 | Present |
1) 10/27/2023 - Lumiary, LLC - Business Owner - Non-Inv Rel - Lawrence, KS - Start: 10/2020 - 2 Hr/Mth 2) 10/27/2023 - DM BRUCE ACCOUNTING+ TAX - DMBruce Associates LLC. - Inv Rel - At Reported Business Location(s) - Start: 09/2018 - 2 Hr/Mth 3) 10/27/2023 - DM Bruce Owner Soultions - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 08/2018 - 35 Hr/Mth 4) 10/27/2023 - Luminary Suites, LLC - Owner - Non-Inv Rel - Lawrence, KS - Start: 07/2021 - 2 Hr/Mth 5) 10/27/2023 - KCB GE LLC - Real Estate Rental - Inv Rel - Lawrence, KS - Start: 10/2021 - 1 Hr/Mth 6) 10/27/2023 - DM BRUCE INSURANCE LLC - Insurance Agency - Managing Partner - Inv Rel - At Reported Business Location(s) - Start: 06/2017 - 2 Hr/Mth 7) 10/27/2023 - DM Bruce Accounting + TAX - Inv Rel - At Reported Business Location(s) - Start: 09/2018 - 2 Hr/Mth 8) 10/31/2023 - DM Bruce Associates, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lawrence, KS - Start: 07/2011 -8 Hr/Mth 9) 05/07/2024 - Full Send Trucking LLC - Other - Advisor Owned Business - Not Investment Related - Home Based - Start Date 10/31/2023 - 0 Hours Per Month/ During Trading 10) 05/07/2024 - KCB Leasing, LLC (Truck Leasing) - Other - Advisor Owned Business - Not Investment Related - Home Based - Start Date 10/31/2023 - 1 Hour Per Month/ 0 Hours During Trading 11) 05/07/2024 - DMBRUCE Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/26/2024 - 0 Hours Per Month/ During Trading 12) 05/07/2024 - Full Send LLC - Other - Advisor Owned Business - Not Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 5 Hours Per Month/ 0 Hours During Trading 13) 05/10/2024 - BruSto, LLC - Real Estate Rental - Investment Related - Home Based - Start Date 05/03/2024 - 1 Hour Per Month/ 0 Hours During Trading 14) 05/10/2024 - BruSto GE Mill St, LLC - Real Estate Rental - Investment Related - 105 S Mill St, Glen Elder KS 67446 - Start Date 05/03/2024 - 1 Hour Per Month/ 0 Hours During Trading 15) 05/10/2024 - Bruce Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 10 Hours Per Month/ 0 Hours During Trading 16) 05/13/2024 - Avalon Wellness & Recovery Center - Outside/W-2 Employment - CFO - Not Investment Related - 801 Iowa Street, Lawrence, KS 66044 - Start Date 05/20/2024 - 15 Hours Per Month/ 10 Hours During Trading 17) 06/06/2024 - BruSto GE Vallette LLC - Real Estate Rental - Investment Related - Elder KS - Start Date 06/10/2024 - 1 Hour Per Month/ 0 Hours During Trading 18) 10/01/2025- Pro Property Care LLC- Business Owner- INV Related- At Lawrence KS- Start date 09/17/2025- 4 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-21 |
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