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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-03
MI RA APPROVED 2010-09-17
  • TX RA
    APPROVED
    Since 2015-02-03
  • MI RA
    APPROVED
    Since 2010-09-17

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 10/2000 Present
Bank Of America, Na Bloomfield Hills MI 12/2009 Present
Other Businesses

I*2068269, Entity Type Fiduciary, Name of OBA: M O TTEE U/A DTD 08/04/1995 BY M O Address: Bloomfield Hills, Michigan, 48304 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 29/Oct/2024 No Hours: 1 Monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02

View on SEC IAPD

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