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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

805 Farmington Avenue Suite 1D, West Hartford, CT 06119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella And Co., Inc. Boston MA 04/2012 11/2022
Rck Wealth Management West Hartford CT 04/2012 Present
Cetera Wealth Services, Llc El Segundo CA 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2012 → 11/2022
    Cantella And Co., Inc.
    Boston, MA
  • 04/2012 → Present
    Rck Wealth Management
    West Hartford, CT
  • 11/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-04-20 → 2022-12-09
    Cantella & Co., Inc.
    West Hartford, CT
    Malden, MA
    West Hartford, CT
    Malden, MA
  • 2009-06-01 → 2012-04-30
    Hartford, CT
    West Hartford, CT
  • 2008-02-01 → 2009-06-01
    Morgan Stanley & Co. Llc
    Hartford, CT
  • 2001-04-12 → 2008-02-07
    Hartford, CT
    Hartford, CT
Other Businesses

1. NAME OF OTHER BUSINESS: RCK WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: PRINCIPAL APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-09
S63 Uniform Securities Agent State Law Examination 2001-01-05
  • S65 Uniform Investment Adviser Law Examination
    2001-01-09
  • S63 Uniform Securities Agent State Law Examination
    2001-01-05
Other Names
  • Ryan Christopher Kennedy
  • Ryan Christopher Kennedy
  • Ryan Christophe Kennedy

View on SEC IAPD

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