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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-06-01 |
| HI | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Honolulu | HI | 06/2009 | Present |
Private Company, family owned rental property, eff 04/2012, 1 hr outside biz hours, Honolulu, HI RENTAL PROPERTY, OWNER; FAMILY OWNED RENTAL PROPERTY; HONOLULU, HI; START DATE: 07/2014; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-.25; INVESTMENT RELATED RENTAL PROPERTY,OWNER;INVESMENT RELATED;START DATE:09/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS-.25; HONOLULU HI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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