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Stephen Christopher Doyle

Rbc Capital Markets, LLC

Minneapolis, MN

Excelsior, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-20
  • MN RA
    APPROVED
    Since 2024-03-20

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 02/2016 06/2018
Ameriprise Financial Services, Inc Minneapolis MN 10/2018 12/2019
Unemployed Shorewood MN 06/2018 10/2018
Wells Fargo Clearing Services Minneapolis MN 03/2020 03/2024
Unemployed Shorewood MN 01/2020 02/2020
Rbc Capital Markets, Llc Minneapolis MN 03/2024 Present
  • 02/2016 → 06/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Minneapolis, MN
  • 10/2018 → 12/2019
    Ameriprise Financial Services, Inc
    Minneapolis, MN
  • 06/2018 → 10/2018
    Unemployed
    Shorewood, MN
  • 03/2020 → 03/2024
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 01/2020 → 02/2020
    Unemployed
    Shorewood, MN
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-17
S63 Uniform Securities Agent State Law Examination 2001-06-26
  • S66 Uniform Combined State Law Examination
    2013-06-17
  • S63 Uniform Securities Agent State Law Examination
    2001-06-26
Other Names
  • Steve Doyle
  • Steve Christopher Doyle
  • Stephen Christopher Doyle
  • Stephen Doyle

View on SEC IAPD

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