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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

401 19Th Street East, Jasper, AL 35501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-03 → 2003-08-15
    Amsouth Investment Services, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1)Name of Business: Bank of Walker County Address: 607 Highway 78E, Jasper, AL, 35501, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 09/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member participating in monthly board meetings (2)Name of Business: Mosquito Authority Franchisee Address: TBD, San Antonio, TX, 78216, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 02/23/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 20% owner in a Mosquito Authority Franchise in San Antonio Texas (3)Name of Business: Riverpeak Ventures, LLC Address: 1901 4th Ave NW, Jasper, AL, 35504, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/08/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Established a Single Member LLC to Purchase income producing real estate (commercial, residential, etc.) in Walker County , AL (4)Name of Business: Walker Area Community Foundation Address: 124 N Walston Bridge Road, Jasper, AL, 35504, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Officer - Secretary Investment Related: Yes Start Date: 04/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Attend monthly board meetings. Support organizations activities in the community. Attend periodic organization events in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-14
  • S66 Uniform Combined State Law Examination
    2001-07-14

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