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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Bloomington | MN | 07/2002 | 11/2020 |
| Tiaa | Bloomington | MN | 07/2002 | 11/2020 |
| Unemployed | Maple Grove | MN | 11/2020 | 04/2021 |
| Royal Alliance Associates Inc | Minneapolis | MN | 04/2021 | 04/2021 |
| Focus Financial Network Inc | Minneapolis | MN | 04/2021 | 04/2021 |
| Hilltop Securities Inc. | Dallas | TX | 05/2021 | 04/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2022 | 11/2025 |
| Cetera Investment Advisers Llc | Edina | MN | 04/2022 | 11/2025 |
| Lpl Financial Llc | Edina | MN | 11/2025 | Present |
1) 10/20/2025 - Juan Guerrero Sole Proprietor - Real Estate Rental - Inv Rel - St Paul, MN - Start: 10/2007 - 5 Hr/Mth 2) 10/20/2025 - JG Financial LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 04/2022 - 160 Hr/Mth 3) 06/08/2026 - Gradient Insurance Brokerage, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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