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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-18
  • CO RA
    APPROVED
    Since 2025-08-18

Branch Locations

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mckinlay Smallwood Financial Partners Denver CO 10/2009 08/2025
Lpl Financial, Llc Denver CO 09/2014 08/2025
Global Retirement Partners Llc Denver CO 05/2016 08/2025
Buck Financial Services - Achieve Retirement Denver CO 08/2025 Present
Buck Wealth Strategies, Llc Denver CO 08/2025 Present
E.A. Buck Insurance Dba E.A. Buck Financial Services Denver CO 08/2025 Present
Madison Avenue Securities San Diego CA 08/2025 Present
  • 10/2009 → 08/2025
    Mckinlay Smallwood Financial Partners
    Denver, CO
  • 09/2014 → 08/2025
    Lpl Financial, Llc
    Denver, CO
  • 05/2016 → 08/2025
    Denver, CO
  • 08/2025 → Present
    Buck Financial Services - Achieve Retirement
    Denver, CO
  • 08/2025 → Present
    Denver, CO
  • 08/2025 → Present
    E.A. Buck Insurance Dba E.A. Buck Financial Services
    Denver, CO
  • 08/2025 → Present
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
Other Businesses

1.) Name: Buck Financial Services; Investment Related; Yes; Address: 4600 S Sycamore St. Ste 650, Denver, CO 80237; Nature of the Business: Consulting and advising employers on the establishment and operation of employee retirement and deferred compensation plans; Position: Employee; Hours Per Week: 40 Hours; Start Date: 8/18/2025 2.) Name: Buck Wealth Strategies; Investment Related; Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 8/18/2025 3.) Name: E.A. Buck Insurance; Investment Related; Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 8/18/2025 4.) Name: Hodge Podge Photos: Investment Related: No; Address: Thorton, CO 80233; Nature of the Business: Photographer/Owner; Hours Per Week: 5 Hours; Start Date: 9/25/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-10
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S65 Uniform Investment Adviser Law Examination
    2016-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Other Names
  • Cynthia Leann Sherman
  • Cynthia Leann Herman
  • Cynthia Leann Wilson
  • Cyndie Hodges
  • Cynthia Leann Hodges

View on SEC IAPD

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