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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
TX RA APPROVED 2021-09-23
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2021-09-23

Branch Locations

40701 Woodward Ave Ste 101, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2002 09/2021
Staub Financial Services Waterford MI 07/1998 Present
Lpl Financial Llc Waterford MI 09/2021 Present
  • 05/2002 → 09/2021
    Sigma Financial Corporation
    Ann Arbor, MI
  • 07/1998 → Present
    Staub Financial Services
    Waterford, MI
  • 09/2021 → Present
    Waterford, MI
Previous Registrations
  • 2010-01-27 → 2021-09-23
    Waterford, MI
    Ann Arbor, MI
    Denver, CO
Other Businesses

1) 9/2021- Staub Financial- DBA for LPL Business (entity for LPL business)- inv. related- Waterford, MI 2) 9/2021- Staub Financial Services, Inc.- Business Entity For Tax/Investment Purposes Only- inv. related- Waterford, MI- start date 6/1998 3) 9/2021- Corey A. Staub- Non-Variable Insurance- Agent selling FIXED ANNUITIES, INSURANCE-LTC, TERM INSURANCE, UL, IUL- inv. related- Waterford, MI- start dat 6/2001-1hr/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-10-22
  • S63 Uniform Securities Agent State Law Examination
    2002-10-22
Designations

View on SEC IAPD

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