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Robert E Thistlewaite

Charles Schwab & Co., Inc.

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-22
  • CT RA
    APPROVED
    Since 2018-06-22

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Hartford CT 05/2018 Present
Charles Schwab Bank West Hartford CT 05/2018 Present
Fidelity Brokerage Services, Inc. Smithfield RI 10/2000 05/2018
  • 05/2018 → Present
    Charles Schwab & Co., Inc.
    West Hartford, CT
  • 05/2018 → Present
    Charles Schwab Bank
    West Hartford, CT
  • 10/2000 → 05/2018
    Fidelity Brokerage Services, Inc.
    Smithfield, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-20
S63 Uniform Securities Agent State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2006-06-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
Other Names
  • Robert Edward Thistlewaite
  • Bob Thistlewaite

View on SEC IAPD

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MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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