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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-12-20 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul Plummer | Cincinnati | OH | 12/2017 | 12/2019 |
| James Daffin | Cincinnati | OH | 12/2017 | 10/2025 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 12/2017 | Present |
| Fidelity Investments | Covington | KY | 06/1999 | 09/2017 |
| Unemployed | Hamilton | OH | 09/2017 | 11/2017 |
| Strategic Advisors | Covington | KY | 06/2002 | 09/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2018 | 12/2025 |
| David Sheaffer | West Chester | OH | 04/2019 | 12/2025 |
| Pwa Holdings Llc | Cincinnati | OH | 12/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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