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William Courtney Charboneau

Wells Fargo Clearing Services, LLC

Denver, CO

Fort Collins, CO

Fort Collins, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-20
CO RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2023-10-20
  • CO RA
    APPROVED
    Since 2011-01-03

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

2827 E Harmony Rd, Fort Collins, CO 80528 • United States

3600 S College Ave 1St Fl, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Durango CO 10/1999 Present
Wells Fargo Advisors Llc Durango CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Durango CO 11/2016 Present
  • 10/1999 → Present
    Wells Fargo Bank Na
    Durango, CO
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Durango, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Durango, CO
Previous Registrations
  • 2003-09-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Loveland, CO
    Marysville, WA
    Fort Collins, CO
    Lynnwood, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-09
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S66 Uniform Combined State Law Examination
    2003-09-09
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08
Other Names
  • Corey Charboneau
  • W. Corey Charboneau

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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