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2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED_RES | 2023-08-02 |
| CA | RA | APPROVED | 2020-09-24 |
Branch Locations
2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Los Angeles | CA | 04/2016 | 04/2019 |
| Hermosa, Inc. | Hermosa Beach | CA | 08/2020 | Present |
| Garv, Inc. | Redondo Beach | CA | 04/2019 | 09/2024 |
| Oppenheimer & Co. Inc. | Los Angeles | CA | 02/2017 | 04/2019 |
| Hermosa Tax Inc. | Hermosa Beach | CA | 08/2025 | Present |
Hermosa Tax Inc.; Not investment related; Hermosa Beach, CA; Tax Preparation and Bookkeeping; Owner; started 08/2025; 4 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-10 |
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-01 |
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