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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-12-01 |
| KY | RA | APPROVED | 2003-10-09 |
Branch Locations
1000 Monarch St Ste 250, Lexington, KY 40513-1945 • United States
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lexington | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lexington | KY | 03/2020 | Present |
Business Ownership; Fink Office Properties, ILLC; ; Ownership of office space; 1000 Monarch St., Suite 250 Lexington, KY 40513, ,; Investment-Related; 02/24/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Happy Island Views, LLC; Co-owner; Real Estate; Oceania, Unit A342, Oranjestad, , , ABW; Investment-Related; 12/14/2023; 1 to 9 hours per month; 0 during trading hours / TCA Services, LLC; Co-owner; Manage Ameriprise Business; 1000 Monarch St, Suite 250, Lexington, KY, 40513; Investment-Related; 07/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / Oceania 244, LLC; owner; Real Estate; 247 Shady Lane Lexington, KY 40513, , ** not provided **, N/A, 40503; Not Investment-Related; 04/17/2018; 1 to 9 hours per month; 0 during trading hours / Fink Services, LLC; Co-owner; Manage Ameriprise Business; 1000 Monarch St., Suite 250, Lexington, KY, 40513; Investment-Related; 07/16/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; University of Kentucky Alumni Association Investment Committee; Member; 400 Rose Street, , Lexington, KY, 40506; Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Fink Management Services, LLC; Chief Operations Officer and Chief Financial Officer - Management; ; 1000 Monarch St, Suite 250, , Lexington, KY, 40513; Not Investment-Related; 02/04/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Fink Services, LLC; Co-owner; Manage advisory business; 1000 Monarch St, Suite 250, Lexington, KY, 40513; Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
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