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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2018-12-12 |
| CT | RA | APPROVED | 2018-12-11 |
Branch Locations
360 Hamilton Ave, White Plains, NY 10601 • United States
2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Latham | NY | 12/2014 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Goldens Bridge | NY | 12/2018 | Present |
| Bank Of America, N.A. | Goldens Bridge | NY | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-27 |
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