Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2018-02-20 |
Branch Locations
399 Knollwood Rd, Suite 317, White Plains, NY 10603-1914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | White Plains | NY | 09/2005 | 01/2018 |
| Lpl Financial Llc | White Plains | NY | 02/2018 | Present |
1) 2/10/2023 - The Asterion Wealth Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/11/2018 - 160 Hours Per Month/8 Hours During Securities Trading 2) 04/17/2023 - The Ross Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/13/2023 - 10 Hours Per Month/ 10 Hours During Securities Trading 3) 12/12/2023 - MBW Insurance Services - Non-Variable Insurance - Broker - Investment Related - At Reported Business Location(s) - Start Date 10/25/2023 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-19 |
Reach out to this advisor