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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-20
CO RA APPROVED 2025-05-19
  • TX RA
    APPROVED_RES
    Since 2025-05-20
  • CO RA
    APPROVED
    Since 2025-05-19

Branch Locations

201 E. Las Animas Street Suite 103, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 03/2007 02/2022
Minnesota Life Insurance Company St. Paul MN 02/2007 02/2022
Strategic Financial Partners Colorado Springs CO 02/2007 02/2022
Book Ranch Rush CO 01/2006 02/2022
University Of Colorado Colorado Springs CO 01/2008 06/2017
Ameriprise Financial Services, Llc Colorado Springs CO 02/2022 05/2025
Raymond James Financial Services, Inc. Colorado Springs CO 05/2025 Present
Raymond James Financial Services Advisors, Inc. Colorado Springs CO 05/2025 Present
  • 03/2007 → 02/2022
    Securian Financial Services, Inc.
    St. Paul, MN
  • 02/2007 → 02/2022
    Minnesota Life Insurance Company
    St. Paul, MN
  • 02/2007 → 02/2022
    Strategic Financial Partners
    Colorado Springs, CO
  • 01/2006 → 02/2022
    Book Ranch
    Rush, CO
  • 01/2008 → 06/2017
    University Of Colorado
    Colorado Springs, CO
  • 02/2022 → 05/2025
    Colorado Springs, CO
  • 05/2025 → Present
    Raymond James Financial Services, Inc.
    Colorado Springs, CO
  • 05/2025 → Present
    Colorado Springs, CO
Previous Registrations
Other Businesses

(1)Name of Business: Book Land and Cattle LLC Address: 38505 Book Rd, Rush, CO, 80833, United States Activity Type: Agriculture/Farming Position/Title: Officer - President Investment Related: No Start Date: 05/19/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Ranch owner. We raise cattle and do some farming on the family ranch. (2)Name of Business: Outdoor Lifestyle Strategies, LLC Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/04/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am one of 5 owners. I vote on distributions and fundamental changes. (3)Name of Business: Springs Wealth Group Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/19/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-14
  • S66 Uniform Combined State Law Examination
    2005-12-14
Other Names
  • Bob Book
  • Robert L Book

View on SEC IAPD

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