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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-08-07 |
Branch Locations
628 Green Valley Rd, Ste 303, Greensboro, NC 27408 • United States
211 N Main St Suite A3, Monroe, NC 28112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baxter W. Starnes Cpa, P.A. | Monroe | NC | 01/1993 | Present |
| Lpl Financial Llc | Greensboro | NC | 08/2006 | Present |
1. 7/17/2006 - Baxter W Starnes CPA PA - Investment Related - CPA Affiliate Program - Public Accounting Business. Provide accounting, business and personal income tax prep, audits, reviews and compilations of financial statements, and bookeeping services. 2. 8/3/2020 - Baxter and Gwen Starnes Properties - Investment Related - 4903 Parkwood School Rd, Waxhaw, NC 28173 - Real Estate Rental - Started 06/28/2006 - 1 Hour Per Month/0 Hours During Securities Trading - Rent farm land owned. 3. 4/29/2021 - Roc & Roy Land & Timber, LLC - Not Investment Related - Home Based - Other-Business Owner - Started 02/01/2004 - 3 Hours Per Month/0 Hours During Securities Trading - Sales of timber.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-16 |
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