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Scott D Mickey

Tiaa-Cref Individual & Institutional Services, LLC

Carmel, IN

Mccordsville, IN

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-10-06
  • IN RA
    APPROVED
    Since 2014-10-06

Branch Locations

2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States

Mccordsville, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Carmel IN 09/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Carmel IN 09/2014 Present
Previous Registrations
  • 2011-05-06 → 2014-09-16
    Pnc Wealth Management Llc
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Mccordsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Brightwood, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-05
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S65 Uniform Investment Adviser Law Examination
    2011-05-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
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DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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