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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-09-29 |
| TX | RA | APPROVED | 2025-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 06/2012 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 08/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2025 |
| Cetera Advisors Llc | Honolulu | HI | 09/2022 | 09/2025 |
| Lpl Financial Llc | Honolulu | HI | 09/2025 | Present |
1. 08/2025 - Pacific Capital Investments - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 09/29/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-25 |
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