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Holly Wade Wallace

LPl Financial LLC

Cookeville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

345 S. Jefferson, Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Cookeville TN 02/2001 Present
First Tennessee Brokerage Cookeville TN 09/2002 Present
Lpl Financial Llc Cookeville TN 08/2025 Present
  • 02/2001 → Present
    First Tennessee
    Cookeville, TN
  • 09/2002 → Present
    First Tennessee Brokerage
    Cookeville, TN
  • 08/2025 → Present
    Cookeville, TN
Previous Registrations
  • 2024-11-04 → 2025-08-21
    First Horizon Advisors, Inc.
    Cookeville, TN
    Cookeville, TN
    Cookeville, TN
    Cookeville, TN
    Memphis, TN
    Cookeville, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-04
S63 Uniform Securities Agent State Law Examination 2003-06-02
  • S65 Uniform Investment Adviser Law Examination
    2024-11-04
  • S63 Uniform Securities Agent State Law Examination
    2003-06-02
Other Names
  • Holly Wade Slatten
  • Holly Wade Slatten

View on SEC IAPD

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