Jeffrey Stephen Fidel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 11/2017
  Tdameritrade
  Carlsbad, CA
• 02/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fallbrook, CA
• 02/2018 → Present
  Bank Of America, N.A.
  Fallbrook, CA
• 11/2017 → 02/2018
  Unemployed
  Escondido, CA

Previous Registrations

• 2009-04-24 → 2017-11-08
  Td Ameritrade, Inc.
  Carlsbad, CA
• 2009-04-24 → 2017-11-08
  Td Ameritrade Investment Management, Llc
  Carlsbad, CA
  Carlsbad, CA
• 2004-06-21 → 2009-01-29
  Banc Of America Investment Services, Inc.
  Oceanside, CA
  Oceanside, CA
  Oceanside, CA
• 2001-03-09 → 2002-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carlsbad, CA

Exams

• S66 Uniform Combined State Law Examination
  2001-01-19

Other Names

• Jeffrey Stephen Fidel
• Jeff Stephen Fidel
• Jeffrey Fidel