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Jeffrey Stephen Fidel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Escondido, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-22
TX RA APPROVED_RES 2018-03-22
  • CA RA
    APPROVED
    Since 2018-03-22
  • TX RA
    APPROVED_RES
    Since 2018-03-22

Branch Locations

701 B St, San Diego, CA 92101 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Carlsbad CA 04/2009 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fallbrook CA 02/2018 Present
Bank Of America, N.A. Fallbrook CA 02/2018 Present
Unemployed Escondido CA 11/2017 02/2018
Previous Registrations
  • 2009-04-24 → 2017-11-08
    Td Ameritrade, Inc.
    Carlsbad, CA
  • 2009-04-24 → 2017-11-08
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
    Carlsbad, CA
  • 2004-06-21 → 2009-01-29
    Banc Of America Investment Services, Inc.
    Oceanside, CA
    Oceanside, CA
    Oceanside, CA
  • 2001-03-09 → 2002-05-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-19
  • S66 Uniform Combined State Law Examination
    2001-01-19
Other Names
  • Jeffrey Stephen Fidel
  • Jeff Stephen Fidel
  • Jeffrey Fidel

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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