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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Hastings, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minneapolis MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minneapolis, MN
Other Businesses

1) NAME OF ENTITY: RENTAL PROPERTY; ADDRESS: 657 35TH STREET WEST HASTINGS, MN 55033; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER - ACTIVE; START DATE: 09/01/19; DUTIES: TAKING CARE OF THE PROPERTY; HOURS DEVOTED PER MONTH: 2 HOURS PER WEEK; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 HOURS; 2) Name: Johnny C. LLC Address: 3614 Century Drive Hastings, MN 55033 Business Description: LLC for Rental Property Business is not investment related Projected Start Date: 10/26/20 Capacity: Owner - Active Duties Performed: Own and manage rental property Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 3) Name: South Oaks III Homeowner's Association Address: 3614 Century Drive Hastings, MN 55033 Business Description: Townhome Association Business is not investment related Projected Start Date: 10/26/20 Capacity: Owner - Active Duties Performed: Managing the Association according to the Bylaws and Covenants Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-07
  • S66 Uniform Combined State Law Examination
    2007-03-07

View on SEC IAPD

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