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Brian P O'COnnell

Marquis Wealth Management Group

Fort Myers, FL

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Current Employers
Marquis Wealth Management Group

6208 Whiskey Creek Drive, Fort Myers, FL 33919 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-08
FL RA APPROVED 2008-08-25
  • TX RA
    APPROVED
    Since 2022-08-08
  • FL RA
    APPROVED
    Since 2008-08-25

Branch Locations

6208 Whiskey Creek Drive, Fort Myers, FL 33919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mns Financial Management Llc Fort Myers FL 08/2008 Present
  • 08/2008 → Present
    Mns Financial Management Llc
    Fort Myers, FL
Previous Registrations
  • 2004-10-07 → 2008-08-04
    Private Capital Management, Lp
    Naples, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-19
S65 Uniform Investment Adviser Law Examination 2004-10-05
S66 Uniform Combined State Law Examination 2001-04-30
  • S63 Uniform Securities Agent State Law Examination
    2005-05-19
  • S65 Uniform Investment Adviser Law Examination
    2004-10-05
  • S66 Uniform Combined State Law Examination
    2001-04-30
Designations

View on SEC IAPD

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Other Investors

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WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
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JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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